Federal Food, Drug and Cosmetic Act
CHAPTER III—PROHIBITED ACTS AND PENALTIES
PROHIBITED ACTS
SEC. 301. [ 21 U.S.C. 331] The following acts and the causing thereof are hereby prohibited:
(a) The introduction or delivery for introduction into interstate commerce of any food, drug, device, or
cosmetic that is adulterated or misbranded.
(b) The adulteration or misbranding of any food, drug, device, or cosmetic in interstate commerce.
(c) The receipt in interstate commerce of any food, drug, device, or cosmetic that is adulterated or misbranded,
and the delivery or proffered delivery thereof for pay or otherwise.
(d) The introduction or delivery for introduction into interstate commerce of any article in violation of section
404 or 505 or 564.
(e) The refusal to permit access to or copying of any record as required by section 412, 414, 504, 564, 703 or 704(a);
or the failure to establish or maintain any record, or make any report, required under section 412, 414(b), 505(i) or
(k), 512(a)(4)(C), 512 (j), (l) or (m), 572(i)., 515(f), 519, or 564, or the refusal to permit
access to or verification or copying of any such required record.
(f) The refusal to permit entry or inspection as authorized by section 704.
(g) The manufacture within any Territory of any food, drug, device, or cosmetic that is adulterated or misbranded.
(h) The giving of a guaranty or undertaking referred to in section 333(c)(2) of this title, which guaranty or undertaking
is false, except by a person who relied upon a guaranty or undertaking to the same effect signed by, and containing the
name and address of, the person residing in the United States from whom he received in good faith the food, drug, device,
or cosmetic; or the giving of a guaranty or undertaking referred to in section 333(c)(3) of this title, which guaranty or
undertaking is false.
(i) (1) Forging, counterfeiting, simulating, or falsely representing, or without proper authority using any mark, stamp,
tag, label, or other identification device authorized or required by regulations promulgated under the provisions of
section 404, or 721.
(2) Making, selling, disposing of, or keeping in possession, control, or custody, or concealing any punch, die, plate,
stone, or other thing designed to print, imprint, or reproduce the trademark, trade name, or other identifying mark,
imprint, or device of another or any likeness of any of the foregoing upon any drug or container or labeling thereof so
as to render such drug a counterfeit drug.
(3) The doing of any act which causes a drug to be a counterfeit drug, or the sale or dispensing, or the holding for
sale or dispensing, of a counterfeit drug.
(j) The using by any person to his own advantage, or revealing, other than to the Secretary or officers or employees of
the Department, or to the courts when relevant in any judicial proceeding under this Act, any information acquired under
authority of section 404, 409, 412, 414, 505, 510, 512, 513, 514, 515, 516, 518, 519, 520, 571, 572, 573 , 704, 708, or
721 concerning any method or process which as a trade secret is entitled to protection, or the violating of section
408(i)(2) or any regulation issued under that section. This paragraph does not authorize the withholding of information
from either House of Congress or from, to the extent of matter within its jurisdiction, any committee or subcommittee of
such committee or any joint committee of Congress or any subcommittee of such joint committee.
(k) The alteration, mutilation, destruction, obliteration, or removal of the whole or any part of the labeling of, or the
doing of any other act with respect to, a food, drug, device, or cosmetic, if such act is done while such article is held
for sale (whether or not the first sale) after shipment in interstate commerce and results in such article being adulterated
or misbranded.
[(l) Repealed by Pub. L. 105-115, November 21, 1997 .]
(m) The sale or offering for sale of colored oleomargarine or colored margarine, or the possession or serving of colored
oleomargarine or colored margarine in violation of section 407(b) or 407(c).
(n) The using, in labeling, advertising or other sales promotion of any reference to any report or analysis furnished in
compliance with section 704.
(o) In the case of a prescription drug distributed or offered for sale in interstate commerce, the failure of the manufacturer,
packer, or distributor thereof to maintain for transmittal, or to transmit, to any practitioner licensed by applicable State
law to administer such drug who makes written request for information as to such drug, true and correct copies of all printed
matter which is required to be included in any package in which that drug is distributed or sold, or such other printed matter
as is approved by the Secretary. Nothing in this paragraph shall be construed to exempt any person from any labeling
requirement imposed by or under other provisions of this Act.
(p) The failure to register in accordance with section 510, the failure to provide any information required by section 510(j)
or 510(k), or the failure to provide a notice required by section 510(j)(2).
(q)(1) The failure or refusal to (A) comply with any requirement prescribed under section 518 or 520(g), (B) furnish any
notification or other material or information required by or under section 519 or 520(g), or (C) comply with a requirement
under section 522.
(2) With respect to any device, the submission of any report that is required by or under this Act that is false or misleading
in any material respect.
(r) The movement of a device in violation of an order under section 304(g) or the removal or alteration of any mark or label
required by the order to identify the device as detained.
(s) The failure to provide the notice required by section 412(c) or 412(e), the failure to make the reports required by
section 412(f)(1)(B), the failure to retain the records required by section 412(b)(4), or the failure to meet the requirements
prescribed under section 412(f)(3).
(t) The importation of a drug in violation of section 801(d)(1), the sale, purchase, or trade of a drug or drug sample or the
offer to sell, purchase, or trade a drug or drug sample in violation of section 503(c), the sale, purchase, or trade of a
coupon, the offer to sell, purchase, or trade such a coupon, or the counterfeiting of such a coupon in violation of section
503(c)(2), the distribution of a drug sample in violation of section 503(d) or the failure to otherwise comply with the
requirements of section 503(d), or the distribution of drugs in violation of section 503(e) or the failure to otherwise comply
with the requirements of section 503(e).
(u) The failure to comply with any requirements of the provisions of, or any regulations or orders of the Secretary, under
section 512(a)(4)(A), 512(a)(4)(D), or 512(a)(5).
(v) The introduction or delivery for introduction into interstate commerce of a dietary supplement that is unsafe under
section 413.
(w) The making of a knowingly false statement in any statement, certificate of analysis, record, or report required or requested
under section 801(d)(3); the failure to submit a certificate of analysis as required under such section; the failure to maintain
records or to submit records or reports as required by such section; the release into interstate commerce of any article or
portion thereof imported into the United States under such section or any finished product made from such article or portion,
except for export in accordance with section 801(e) or 802, or with section 351(h) of the Public Health Service Act; or the
failure to so export or to destroy such an article or portions thereof, or such a finished product.
(x) The falsification of a declaration of conformity submitted under section 514(c) or the failure or refusal to provide data
or information requested by the Secretary under paragraph (3) of such section.
(y) In the case of a drug, device, or food –
(1) the submission of a report or recommendation by a person accredited under section 523 that is false or misleading in any
material respect;
(2) the disclosure by a person accredited under section 523 of confidential commercial information or any trade secret without
the express written consent of the person who submitted such information or secret to such person; or
(3) the receipt by a person accredited under section 523 of a bribe in any form or the doing of any corrupt act by such person
associated with a responsibility delegated to such person under this Act.
(z) The dissemination of information in violation of section 551.
( aa) The importation of a prescription drug in violation of section 804, the falsification of any record required to be
maintained or provided to the Secretary under section, or any other violation of regulation under such section.
(bb) The transfer of an article of food in violation of an order under section 304(h), or the removal or alteration of any
mark or label required by the order to identify the article as detained.
(cc) The importing or offering for import into the United States of an article of food by, with the assistance of, or at
the direction of, a person debarred under section 306(b)(3).
( dd) The failure to register in accordance with section 415.
( ee) The importing or offering for import into the United States of an article of food in violation of the requirements
under section 801(m).
(ff) The importing or offering for import into the United States of a drug or device with respect to which there is a failure
to comply with a request of the Secretary to submit to the Secretary a statement under section 801(o).
( gg) The knowing failure to comply with paragraph (7)(E) of section 704(g); the knowing inclusion by a person accredited
under paragraph (2) of such section of false information in an inspection report under paragraph (7)(A) of such section; or
the knowing failure of such a person to include material facts in such a report.
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